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General Biography
Practice Areas
Business Commercial
Class Action & Mass Tort
Construction
Employment Law
Insurance
Real Property
Securities
Honors, Memberships, and Professional Activities
Background and Education
The Hon. Mitchell H. Kaplan (Ret.) was appointed to the Massachusetts Superior Court in 2009 and presided in the Business Litigation Section for eight years. Judge Kaplan is known for being intelligent, hardworking, thoughtful and fair, as well as for having the tenacity and skill to parse complex factual records and effectively manage multi-party matters.
Testimonials from counsel:
“[Judge Kaplan] maintained insight into practical litigation risks and never forgot what it was like for a company whose business objectives drove litigation strategy.”
“Judge Kaplan has been telling parties—and their counsel—what they need to hear, not what they want to hear, for many years at the BLS.”
During his time on the bench, Judge Kaplan presided over a diverse range of business disputes; consumer, securities and wage act class actions; insurance coverage matters; trade secret litigation; and construction cases.
Prior to his appointment, Judge Kaplan practiced at the firm of Choate, Hall & Stewart for 31 years, where he chaired the securities litigation group and handled business, commercial and insurance matters.
ADR Experience and Qualifications
While in private practice, served as an arbitrator on a three-person panel addressing ownership of intellectual property
Represented parties in a numerous mediations before neutrals, including those involving securities litigation, leveraged buyouts, real estate development and contract disputes
While a judge, mediated several commercial matters at the parties’ request, with the understanding that if the mediation failed, he would no longer preside over the matter
Representative Matters
Business Commercial
Presided over cases involving the following:
Complex business commercial contract disputes
Fraud and False Claims Act claims
Whistleblower claims
Breach of fiduciary duty
Disclosure obligations
Trade secret litigation
Taxation and internet sales
Corporate mergers
Statutes of limitations
Served as a special assistant attorney general representing the Massachusetts state treasurer in claims against an investment banking firm
Represented accounting firms and technology companies in securities class actions cases in courts and in SEC investigations
Represented accounting firms in malpractice litigation
Tried cases in state and federal courts and before administrative agencies, the Commodities Futures Trading Commission and the U.S. Tax Court
Class Action & Mass Tort
Represented accounting firms and technology companies in securities class actions
Presided over cases involving the following:
Wage act class actions
Consumer protection and other Chapter 93A claims
Internet providers
A variety of matters involving novel issues concerning the criteria for class certification
Construction
Presided over cases involving the following:
Large public construction projects
Condominium developments
Damages for delay
Disputes regarding design and engineering firms
Bridge Design
Employment Law
Presided over cases involving the following:
Wage disputes, including overtime, weekend pay and other statutory obligations
Discrimination
Noncompete agreements
Insurance
Represented firms and individuals in disputes involving directors and officers’ insurance coverage
Served as general counsel to newly organized workers’ compensation carrier
Presided over cases involving the following:
Insurance coverage, between carriers and between insureds and their carrier
Commercial property insurance
Insurers’ claims to recoupment and offset
The duty to defend
Real Property
Tried cases involving disputes between the owners of the largest office tower in Boston and a municipality and contractor involving a public construction project
Presided over cases involving the following:
Option to purchase restaurant
Landlord-tenant disputes
Commercial and condominium development projects
Retroactive assessment of condominium fees
Zoning disputes
Deed reformation requests
Municipal leases
Securities
Represented companies, individuals and accounting firms in a variety of securities-related matters, including class litigation, derivative claims, insurance coverage disputes and internal and government investigations
Presided over cases involving the following:
Residential mortgage-backed securities (RMBS) and the collapse of the RMBS market
Securities registration and warrant agreements
Derivative claims
Audits and professional malpractice
FINRA
Honors, Memberships, and Professional Activities
Completed Virtual ADR training conducted by the JAMS Institute, the training arm of JAMS.
Memberships and Affiliations
Council Member, Boston Bar Association
Chair, Section of Delivery of Legal Service
Chair, Section on Administration of Justice
Chair, Amicus Committee
Member, Massachusetts Board of Bar Overseers
Vice Chair, 2001–2002
Member, Standing Committee, Supreme Judicial Court on the Rules of Professional Conduct
Member, Joint Bar Committee on Judicial Appointments
Chair, 1996–1997
Board Member, Greater Boston Legal Services
Treasurer, 2006–2009
Dow-Gardiner-Landrum Award (for legal service to the poor), 2009
Board Member, Lawyers Committee for Civil Rights
Board Member, American Civil Liberties Union of Massachusetts
Board Member and Executive Committee Member, Associated Industries of Massachusetts
Member, Board of Editors, Boston Bar Journal
Selected Awards and Honors
Listed in Best Lawyers in America and Massachusetts Super Lawyers for multiple years
Background and Education
Judge, Massachusetts Superior Court, 2009–2020
Business Litigation Session, 2012–2019
Attorney; Choate, Hall & Stewart; 1979–2009
Partner, 1984–1989
Associate, Hutchins & Wheeler, 1976–1977
Law Clerk to Hon. Joseph L. Tauro, U.S. District Court for the District of Massachusetts, 1978–1979
J.D., cum laude, Cornell University, 1976
B.A., cum laude, Mathematics and Philosophy, Colby College, 1972
Phi Beta Kappa
Counsel Comments
"On the bench, Judge Kaplan never forgot what it was like to represent a company whose business objectives drove litigation strategy. That understanding, and his insights into the practical litigation risks, make him an outstanding addition to the JAMs team."
– IP Litigation Partner
"Mitch was an outstanding lawyer and a terrific judge. We will place his name at the top of our mediation- arbitration list. Congrats on a great signing."
– National Trial Attorney
"I have been before Judge Kaplan many times, including an extended bench trial which presented novel legal issues and complex engineering testimony. Judge Kaplan was one of the most intelligent, dedicated, hardworking, and effective Superior Court Judges I encountered in my 35+ years of practice. He is thoughtful, fair, and understands the critical issues necessary to resolve cases, both on and off the bench."
– Construction Practice Partner
"The Bench's loss is a huge gain for sophisticated litigants truly interested in mature, thoughtful and creative analysis of their cases. Judge Kaplan has been telling parties (and their counsel) what they need to hear, not what they want to hear, for many years at the BLS. It will be a great resource to the legal community that he will continue to do so at JAMS."
– Professional Liability Litigator
"Judge Kaplan is an exciting addition to the panel of neutrals serving with JAMS’ Boston office. Judge Kaplan’s experience in private practice and long-time assignment to the Business Litigation Session in Suffolk Superior Court make him particularly qualified to assist parties in assessing and resolving complex business disputes and civil litigation. Judge Kaplan is well-versed in the law governing contract, fraud, and breach of fiduciary duty claims and is especially well-known for having the tenacity and skill to parse through complex factual records and effectively manage multi-party matters."
– Litigation Department Chair
"Judge Kaplan has the perfect blend of experience, intellect, demeanor, and determination to effectively facilitate the resolution of complex civil matters. On many occasions over the years, I have witnessed first-hand Judge Kaplan’s mastery of the subject matter on a wide range of complex business, employment, and restrictive covenant disputes. Judge Kaplan has a well-deserved reputation as a quick study, which is one the first things I look for in an arbitrator or mediator. For these reasons and others, I am looking forward to working with Judge Kaplan as a JAMS neutral."
– Employment Partner
"Judge Kaplan is an outstanding and thoughtful jurist, who, while on the bench, always took an interest in the cases and lawyers before him, and employed a practical, friendly, and helpful approach to managing cases. He was always courteously transparent about his assessment of cases, which served to help us, as the lawyers, evaluate the strength, weaknesses, and direction of our cases. He also routinely gave of his time to help educate the bar. His rare combination of knowledge, acumen, demeanor, and dedication set him apart as a judge and will make him an outstanding neutral. I am looking forward to working with him."
– Nationally Recognized Litigator
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Counsel Comments
– IP Litigation Partner
– National Trial Attorney
– Construction Practice Partner
– Professional Liability Litigator
– Litigation Department Chair
– Employment Partner
– Nationally Recognized Litigator